Please contact Conrad Funds Management Limited for more information

Domestic:           0800 236 588

International:      +64 9 222 903

Email:                  invest@cfml.nz

Unit 12, 114 St Georges Bay Road,

Parnell, Auckland 1052,  New Zealand
PO Box 37-087, Parnell, Auckland

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© 2019 Conrad Funds Management Limited

ABOUT CFML

 

Conrad Funds Management Limited (CFML) is a New Zealand-based boutique Fund Manager and was licensed in 2016. The vision of the business is to provide investors with investment products tailored to their needs, with access to experienced professionals whose focus is to provide investment funds with a property focus


CFML staff have a strong focus on transparency and operate in an environment that encourages innovation.

NEW ZEALAND IMMIGRATION CRITERIA

Some New Zealand Managed Funds meet Immigration New Zealand’s Criteria for the
Investor Plus Visa (Investor 1 Category) and the Investor Visa (Investor 2 Category) Residency Visas.

​CFML's Direct Invest and CFML Mortgage Fund meets the criteria for a "Growth Investment" for Immigration New Zealand purposes*

Conrad Funds Management Limited, is licensed under the Financial Markets Conduct Act 2013  to manage:
  • Other managed Investment Schemes which invest in real property and which may invest in bank deposit instruments; or
  • Managed investment schemes which invest in shares in companies which themselves invest in loans secured by property back mortgages and/or Bank Deposit instruments; or
  • Property Syndicates/Real Property Proportionate Ownership Schemes which may invest in bank deposit instruments

Financial Services Provider Number: FSP441126
New Zealand Companies Register: 5691248
Financial Services Complaints Ltd: CFML F.S.C.L.6400
* Subject to Immigration advice. CFML makes no representations regarding individual investor immigration qualification.
  Source: https://www.immigration.govt.nz/new-zealand-visas/apply-for-a-visa/tools-and-information/business-and-investment/acceptable-investments.

CFML INDEPENDENT BOARD OF DIRECTORS

The CFML Board governs the Manager of the Funds financial stability, governing by adherence to set policies and objectives to ensure a high level of corporate governance aimed at protecting investors’ funds.

FRANK CHAN - NON-EXECUTIVE DIRECTOR / CHAIRMAN

Key Responsibilities: Chair of CFML and chair of Investment & Product Committee (IPC)  

Frank is a commercial lawyer with over 25 years of experience specialising in financial markets law, including listed issuer regulation, corporate governance, securities law, capital and financial markets, financial services, and mergers and acquisitions for New Zealand and offshore investors. He was a Partner and Board member at Hesketh Henry and previously worked at Chapman Tripp and the Securities Commission (now the FMA). He now has his own private practice FC Law Partners. Frank is a past Convenor of the Auckland District Law Society Commercial Law Committee. He is contributing author for Morrison’s Company & Security Law and the author of the Financial Advisors Handbook (LexisNexis). Frank has a Bachelor of Laws and Bachelor of Commerce and Administration from Victoria University, New Zealand. He resides in Auckland, New Zealand.

SUSAN HANSEN - NON-EXECUTIVE DIRECTOR 

Key Responsibilities: Chair of Audit, Risk & Compliance Committee (ARCC)  

Susan Hansen is a Chartered Accountant and has over 30 years of experience in the financial sector. She has held a number of Board positions both in New Zealand and overseas. She is currently a Non-Executive Director of a company listed on the London Stock Exchange. She is also the principal of a financial training organisation. Susan has an MBA in Finance from University of Cape Town, South Africa. She resides in Auckland, New Zealand. 

CFML EXECUTIVE TEAM

 Our Executive Management team is a group of committed and experienced professionals. The CFML Executive Team strives to ensure a high level of corporate governance through a company structure which promotes transparency and an astute investment approach.

PATRICK MIDDLETON - CHIEF EXECUTIVE OFFICER

Patrick has over 25 years of experience in the Funds Management industry. Over his time in Financial Services he has held a number of executive management positions including CEO at Perpetual, Spicers Portfolio Management Ltd (NZ) and Head of Wealth Management at Westpac Bank (NZ). He has a wealth of knowledge in New Zealand Funds Management businesses covering investment management, wealth management and portfolio management. His most recent role was consulting into the rural and financial services sectors in New Zealand. Patrick attained an MBA at Henley Management College, Henley, UK. Patrick resides in Auckland, New Zealand.

 

Email: PatrickM@cfml.nz    Phone: +64 9 320 0958

JOHNY KALE - CHIEF OPERATING OFFICER

Johny comes to CFML with over 15 years of experience in the Funds Management industry working across many jurisdictions; UK, Cayman Islands and Ireland, to name a few. Over this time he has held senior management roles at Northern Trust and most recently at North Asset Management LLP as the Operations & Treasury Manager, a position he held for 6 years. He has a wealth of knowledge in the Funds Management business covering Operations, Treasury, Hedge Fund, Legal and Compliance functions. Johny also attained a Bachelor of Business Studies (Finance & Property) at Massey University, New Zealand. He has also attained a Certificate in Investment Management, at Chartered Institute for Securities and Investment (UK), and also was an Approved Person (FCA) for North Asset Management LLP during his time in the UK. Johny resides in Auckland, New Zealand.

Email: JohnyK@cfml.nz  Phone: +64 9 320 0957

CFML TEAM

YUAN FANG - INVESTOR RELATIONS

Yuan joins the Conrad Funds Management team with a depth of Banking & Investment experience in New Zealand having worked at ASB for the last over 12 years. . She has been a leader at ASB in Business Relations Management in both the Retail & Commercial banking divisions. She has a real focus on supporting clients through their financial goals.  She was educated in New Zealand and obtained her Bachelor of Business Studies from Massey University in 2003. Yuan is also fluent in Mandarin. Yuan resides in Auckland, New Zealand

 

Email: yuanf@cfml.nz  Phone: +64 21 187 9160

JAEWYN MOCKFORD- MORTGAGE AND CREDIT MANAGER

Jaewyn has over 25 years experience in the banking industry with a primary focus on Credit Lending in New Zealand. Past experience was at Bank of New Zealand and most recently ICBC New Zealand as their retail Credit Manager. Key responsibilities include; Mortgage Management, Credit assessment and Credit Committee member. Jaewyn resides in Auckland, New Zealand.

 

Email: jaewynm@cfml.nz  Phone: +64 21 408 783

ANTONY QUIRK - ANALYST

Prior to joining the CFML team, Antony has had previous roles with Perpetual Guardian and Red Bull New Zealand in various finance and analyst roles. Antony has graduated Auckland university with a Bachelor of Commerce Majoring in Finance and Economics. Antony resides in Auckland, New Zealand.

 

Email: antonyq@cfml.nz  Phone: +64 21 024 86415

RISK AND COMPLIANCE MANAGER

ELIZABETH GINEVER

Key Responsibilities: Compliance Reporting Manager, AML Officer, Risk Management Officer, Compliance Training Manager, Audit, Risk & Compliance Committee member

 

Elizabeth has over 20 years of experience in the Risk & Compliance sector in Australia, UK and New Zealand. She has held various senior compliance roles before starting her own Compliance & Risk consulting company which she has been running for the last 12 years. She holds a Diploma in Financial Markets and has been an Associate member of the Financial Services Institute of Australasia. Elizabeth resides in Auckland, New Zealand.

Email: Elizabethg@cfml.nz 

 
 
 
 
 

GOVERNANCE

CFML has an independent Board and three committees which have specific responsibilities to manage risk.

The Audit Risk & Compliance Committee's (ARCC) purpose is to assist the Board in fulfilling its governance, risk, compliance and audit responsibilities by overseeing and providing advice to the Board.

The Investment & Product Committee's (IPC) purpose is, on behalf of the Board, to oversee, select, approve and monitor new investment opportunities for the company.

The Credit Committee's (CC) purpose is to oversee, select and approve loans for the CFML Mortgage Fund.

USEFUL LINKS

Links for Regulators, Authorities and other organisations CFML works with

CFML works closely with the following businesses for Advice and Administration.

Financial Markets Authority
Licence number: FSP441126  issued June 1, 2016
Immigration New Zealand -
Investor Visas
Financial Service Providers RegisterFSP number: FSP441126
Financial Services Complaints Ltd CFML F.S.C.L.6400 Company Number: 2303993
Covenant Trustees Limited
Company Number: 2194946
Ernst & Young Auditors and Tax
Company Number: 437730
BDO - Accountants
(Accountants for CFML Funds & Company) 
Chapman Tripp - Lawyers
Financial Services Compliance Ltd
(Complianz) Company Number: 1547737

CFML Investor Protection

CFML's governance structure is in place to oversee investor funds at all times

Independent
Supervisor

Licensed Fund Manager

Independent Auditor

Independent Directors